XML Securities
Firm details
- Headquarters
- Bethesda, Maryland
- CRD number
- 145589
- Registered since
- June 17, 2008
- Website
- www.xmlfg.com
Firm profile
FINTRXOverview
XML Securities is a limited liability company that has been SEC-registered since 2008. FINTRX classifies ownership as a mix of a domestic entity and an individual; the dataset lists the firm as unclassified for other taxonomy fields. The record indicates XML Securities is not a capital allocator, does not report active ESG investing, is not designated a multi-state adviser in the snapshot, and is not listed as a pension consultant or related adviser. The FINTRX entry does not populate fields for client base, fee structure, business activities, or specific advisory offerings, so those operating details are not available in the source data.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Brett Bernstein
CEO & Co-FounderCRD 3103034

Jennifer Szaro
Chief Compliance OfficerCRD 4395464
Contacts
3 of 29
Robert Kantor
Co-FounderCRD 2117737

Nicole Treiber
Associate Wealth AdvisorCRD 6324545

Zachary Weaver
Financial PlannerCRD 6646112
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Bethesda, MD
Montgomery
Location
Bethesda, MD
Headquartered in Bethesda, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.
- Metro area
- Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
- Region
- South
- County
- Montgomery
- Address
- 6901 Rockledge Dr
- Time zone
- ET (UTC-5)
- Office locations
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