XML Securities

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
31
Avg account
$0

Firm details

Headquarters
Bethesda, Maryland
CRD number
145589
Registered since
June 17, 2008

Firm profile

FINTRX

Overview

XML Securities is a limited liability company that has been SEC-registered since 2008. FINTRX classifies ownership as a mix of a domestic entity and an individual; the dataset lists the firm as unclassified for other taxonomy fields. The record indicates XML Securities is not a capital allocator, does not report active ESG investing, is not designated a multi-state adviser in the snapshot, and is not listed as a pension consultant or related adviser. The FINTRX entry does not populate fields for client base, fee structure, business activities, or specific advisory offerings, so those operating details are not available in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Brett Bernstein

    Brett Bernstein

    CEO & Co-FounderCRD 3103034

  • Jennifer Szaro

    Jennifer Szaro

    Chief Compliance OfficerCRD 4395464

Contacts

3 of 29
  • Robert Kantor

    Robert Kantor

    Co-FounderCRD 2117737

  • Nicole Treiber

    Nicole Treiber

    Associate Wealth AdvisorCRD 6324545

  • Zachary Weaver

    Zachary Weaver

    Financial PlannerCRD 6646112

Unlock 26 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bethesda, MD

Montgomery

Location

Bethesda, MD

Headquartered in Bethesda, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Montgomery
Address
6901 Rockledge Dr
Time zone
ET (UTC-5)
Office locations

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