XML SECURITIES

Overview

XML Securities is organized as a limited liability company and has been SEC-registered as an investment adviser since 2008. The firm's ownership is recorded as a combination of a domestic entity and an individual. In the dataset the adviser is categorized as "Unclassified" and several advisor attributes are set to negative: it is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, not a related adviser, and not newly formed. The source provides limited public detail on the firm's specific advisory services, fee structure, or client segments.

Assets & Accounts

Location & Offices