Hasi Securities LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Annapolis, Maryland
CRD number
154669
Registered since
February 1, 2011

Firm profile

FINTRX

Overview

Hasi Securities LLC is organized as a limited liability company and is classified as an investment bank. The firm has been SEC-registered since 2011 and is owned by a combination of a domestic entity and an individual. FINTRX records indicate Hasi Securities does not act as a capital allocator and is not identified as a multi-state adviser, pension consultant, related adviser, or an active ESG investor. Several advisory and business-activity fields are not populated in the available data, which limits visibility into the firm’s client-facing services and fee arrangements.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Nathaniel Rose

    Nathaniel Rose

    Executive Vice President and Chief Investment OfficerCRD 5889835

Contacts

3 of 8
  • Derek Reed

    Vice PresidentCRD 8040346

  • Brian McCormack

    Brian McCormack

    CCOCRD 1600487

  • Maximilian Lowenthal

    RepresentativeCRD 5934956

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Annapolis, MD

Anne Arundel

Location

Annapolis, MD

Headquartered in Annapolis, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Anne Arundel
Address
1 Park Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth