HASI SECURITIES LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
ANNAPOLIS, Maryland
CRD number
154669
Registered since
February 1, 2011

Firm profile

FINTRX

Overview

Hasi Securities LLC is organized as a limited liability company and is registered with the SEC since 2011. The firm is classified as an investment bank rather than a traditional registered investment adviser or asset manager. Public records list ownership as a combination of a domestic entity and an individual. The firm does not identify itself as a capital allocator and is not flagged as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Other typical adviser details (client types, fee schedule, and specific advisory activities) are not provided in the available data, which suggests the firm’s primary activity is more likely transactional or capital markets–oriented than discretionary wealth management.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • NATHANIEL ROSE

    Executive Vice President and Chief Investment OfficerCRD 5889835

Contacts

3 of 8
  • Derek Reed

    Vice PresidentCRD 8040346

  • Brian McCormack

    CCOCRD 1600487

  • MAXIMILIAN LOWENTHAL

    RepresentativeCRD 5934956

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

ANNAPOLIS, MD

ANNE ARUNDEL

Location

ANNAPOLIS, MD

Headquartered in ANNAPOLIS, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
ANNE ARUNDEL
Address
1 Park Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth