NAVIGATE 401K, LLC

RIASEC RegisteredEst. 2020

Total AUM

$318M

Discretionary

$318M

100% of AUM

Avg account

$4M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Birmingham, Alabama
CRD number: 309466
Registered since: July 21, 2020
Website: www.navigate401k.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, PRINCIPAL SECURITIES, INC., THE VANGUARD GROUP, INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pension & Profit Sharing Plans100%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Navigate 401k, LLC is a small, SEC-registered advisory firm that focuses on institutional clients, primarily retirement-plan related business. The firm is organized as an LLC, was registered with the SEC in 2020, and is owned by an individual. Its business mix includes advisory services (portfolio management for individuals/small businesses and for businesses/institutions), pension consulting services and educational workshops, together with insurance brokerage activities. Fee arrangements reported include percentage-of-AUM and fixed fees. The firm does not report active ESG investing and is not identified as a capital allocator.