Navigate 401k, LLC

RIASEC RegisteredEst. 2020

Total AUM

$318M

Discretionary

$318M

100% of AUM

Avg account

$4M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Birmingham, Alabama
CRD number: 309466
Registered since: July 21, 2020
Website: www.navigate401k.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, PRINCIPAL SECURITIES, INC., THE VANGUARD GROUP, INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pension & Profit Sharing Plans100%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Navigate 401k, LLC is a limited liability company and SEC-registered investment adviser (registered in 2020) that operates as an institutional RIA serving plan sponsors and other institutional clients. The firm combines advisory services—portfolio management for individuals/small businesses and for businesses or institutions—with pension consulting services and educational workshops. It also conducts insurance brokerage activity, and bills clients via a mix of percentage-of-AUM and fixed fees. The firm is not identified as an active ESG investor and is organized under individual ownership.