NAVIGATE WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2018
Total AUM
$430M
Discretionary
$430M
100% of AUM
Avg account
$492K
Accounts
873
Employees
8
Advisory reps
7

Firm details

Headquarters
Birmingham, Alabama
CRD number
173770
Registered since
September 26, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI79.86%
  • Individuals15.21%
  • Other Investment Advisers4.58%
  • Corporations / Businesses0.35%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Navigate Wealth Management, LLC is an independent, SEC-registered registered investment adviser organized as a limited liability company and owned by an individual. Registered in 2018, the firm provides financial planning and portfolio management services, primarily to individuals, families and small-business owners, while also serving some institutional clients. Its billing approaches include asset-based fees as well as hourly and fixed-fee arrangements. The firm does not identify itself as an active ESG investor, is not a pension consultant, and does not position itself as a capital allocator.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 83%, US Government Bonds 9%, Exchange Traded Equities 6%, Cash & Cash Equivalents 1%, Other 1%83%
  • Public Funds/Mutual Funds83%
  • US Government Bonds9%
  • Exchange Traded Equities6%
  • Cash & Cash Equivalents1%
  • Other1%

Contacts

3 of 7
  • MARY LIVINGSTON

    FounderCRD 5704906

  • CARL GRAHS

    Investment ManagerCRD 4817261

  • CALEB HOPKINS

    Wealth ManagerCRD 5847819

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Birmingham, AL

JEFFERSON

Location

Birmingham, AL

Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.

Metro area
Birmingham-Hoover-Talladega, AL
Region
South
County
JEFFERSON
Address
2850 19th St S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth