Nasdaq Capital Markets Advisory LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
30
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
104295
Registered since
December 14, 2000

Firm profile

FINTRX

Overview

Nasdaq Capital Markets Advisory LLC is organized as a limited liability company and has been registered with the SEC since 2000. The firm is listed as a domestic entity/individual owner and is categorized as unclassified in the dataset. The profile indicates the firm is not a capital allocator and is not flagged as an active ESG investor, multi-state adviser, pension consultant, newly formed adviser, or related adviser. The dataset does not provide descriptive detail about the firm's advisory activities, specific business lines, client segments, or fee arrangements. That lack of disclosure in the available record limits visibility into the firm’s target clients, service model, and investment mandate.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Brenda Hinton

    Chief Compliance OfficerCRD 3208241

Contacts

3 of 29
  • Pranay Dureja

    Pranay Dureja

    Senior SpecialistCRD 7260754

  • Richard Macari

    Richard Macari

    Head of InsuranceCRD 4918748

  • Michele McGruther

    Michele McGruther

    Senior Sales ExecutiveCRD 6877410

Unlock 26 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
151 W 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth