MUTUAL SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1982
Total AUM
Advisory reps
181
Avg account
$0

Firm details

Headquarters
CAMARILLO, California
CRD number
13092
Registered since
December 7, 1982

Firm profile

FINTRX

Overview

Mutual Securities, Inc. is a corporation first registered with the SEC in 1982. FINTRX lists the owner type as a combination of a domestic entity and an individual and classifies the firm as unclassified. The data indicate the firm does not act as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm has not provided additional detail about its business activities, advisory services, fee structure or client base in the source record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 14
  • MICHAEL MUNEKATA

    Chief Compliance OfficerCRD 5800154

  • RACHEL POSNER

    Chief Compliance OfficerCRD 3275176

  • NICHOLAS LORING

    CEO and Managing PartnerCRD 5974514

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Contacts

3 of 167
  • EVAN BARRETT

    Investment Advisor RepresentativeCRD 5480678

  • NICHOLAS HOPWOOD

    ​President and FounderCRD 4237515

  • LINDSAY STOUT

    Financial ConsultantCRD 6946763

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CAMARILLO, CA

VENTURA

Location

CAMARILLO, CA

Headquartered in CAMARILLO, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
VENTURA
Address
807 Camarillo Springs Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth