Rincon Securities Group LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Westlake Village, California
CRD number
305718
Registered since
June 23, 2020

Firm profile

FINTRX

Overview

Rincon Securities Group LLC is an individually owned limited liability company that registered with the SEC in 2020. FINTRX classifies the firm as unclassified and the snapshot data indicates limited public disclosure about the business: key items such as client base, fee schedule, and specific advisory activities are not provided. The firm is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. FINTRX also notes that Rincon Securities Group LLC did not supply information about its activities and affiliations, which constrains any assessment of its target clients, investment approach, or service model from public records alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Harold Hermelee

    Harold Hermelee

    Senior Managing DirectorCRD 1555279

  • Susan Sloat

    Susan Sloat

    Sales AssistantCRD 2235716

  • Tad Dahlke

    PresidentCRD 2581451

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Westlake Village, CA

Ventura

Location

Westlake Village, CA

Headquartered in Westlake Village, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Ventura
Address
3027 Townsgate Rd
Time zone
PT (UTC-8)
Office locations

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