Rincon Securities Group LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Westlake Village, California
CRD number
305718
Registered since
June 23, 2020

Firm profile

FINTRX

Overview

Rincon Securities Group LLC is an LLC that registered with the SEC in 2020 and is owned by an individual. The dataset classifies the firm as "unclassified" and indicates it is not a capital allocator and does not identify as an active ESG investor. It is not listed as a multi-state adviser and is not flagged as a newly formed adviser in the dataset. The firm has not supplied details about its client base, fee structure, business activities, or advisory services in the source record. The available information likewise does not describe affiliations, staffing, or investment strategy, so there is no public presentation of how the firm sources or manages assets.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Harold Hermelee

    Harold Hermelee

    Senior Managing DirectorCRD 1555279

  • Susan Sloat

    Susan Sloat

    Sales AssistantCRD 2235716

  • Tad Dahlke

    PresidentCRD 2581451

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Westlake Village, CA

Ventura

Location

Westlake Village, CA

Headquartered in Westlake Village, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Ventura
Address
3027 Townsgate Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth