Rincon Securities Group LLC
Firm details
- Headquarters
- Westlake Village, California
- CRD number
- 305718
- Registered since
- June 23, 2020
Firm profile
FINTRXOverview
Rincon Securities Group LLC is organized as a limited liability company and is registered with the SEC as an investment adviser since 2020. The firm is owned by an individual and is recorded in the dataset with an "Unclassified" adviser type. The profile data indicates Rincon does not act as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The limited reporting in the record — including the absence of client and asset figures — suggests the firm is either dormant, very small, or not currently managing third-party assets at scale.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 3Tad Dahlke
PresidentCRD 2581451
Ian Smith
CCOCRD 6050210

Harold Hermelee
Senior Managing DirectorCRD 1555279
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Westlake Village, CA
Ventura
Location
Westlake Village, CA
Headquartered in Westlake Village, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Ventura
- Address
- 3027 Townsgate Rd
- Time zone
- PT (UTC-8)
- Office locations
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