Mountain Capital Investment Advisors Inc

RIASEC Registered
Total AUM
$929M
Discretionary
$929M
100% of AUM
Avg account
$256K
Accounts
3,631
Employees
17
Advisory reps
17

Firm details

Headquarters
Westminster, Colorado
CRD number
156660
Registered since
March 22, 2017
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI67.73%
  • Individuals32.23%
  • Charitable Organizations0.04%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Mountain Capital Investment Advisors Inc is an independent registered investment adviser that provides financial planning and portfolio management for individuals, families and small businesses. The firm is SEC-registered (registered in 2017) and operates on a percentage-of-AUM fee model. It is organized as a corporation with domestic and individual ownership and positions itself around equity-focused portfolios rather than ESG- or pension-focused mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 68%, Public Funds/Mutual Funds 28%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%68%
  • Exchange Traded Equities68%
  • Public Funds/Mutual Funds28%
  • Cash & Cash Equivalents2%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 54

Active vs passive

$685M in ETFs

Passive

82%

$559M

Active

18%

$126M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF (FNDF)SchwabPassiveForeign Large Value$161M3,003,44023.55%

Location

Primary office

Westminster, CO

Adams

Location

Westminster, CO

Headquartered in Westminster, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Adams
Address
12235 Pecos St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth