Mondeum Capital

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Southampton, New York
CRD number
309574
Registered since
January 5, 2021

Firm profile

FINTRX

Overview

Mondeum Capital is organized as a limited liability company and is registered with the SEC; the registration year recorded is 2021. The adviser is classified as "unclassified" in the dataset and is identified as having both a domestic-entity and individual ownership structure. Available records show few operational details. The firm is not flagged as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Fields for client types, fee schedule, business activities and specific advisory services are not populated in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Preston Haxo

    Preston Haxo

    Chief Compliance OfficerCRD 6267154

  • Michael Milani

    Michael Milani

    Chief Executive OfficerCRD 3112957

  • John Clifford

    John Clifford

    Chief Financial OfficerCRD 2249584

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Southampton, NY

Suffolk

Location

Southampton, NY

Headquartered in Southampton, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
27 Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth