Canaccord Genuity LLC

Broker-DealerFINRA MemberEst. 1953
Total AUM
Advisory reps
301
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
1020
Registered since
January 16, 1953

Firm profile

FINTRX

Overview

Canaccord Genuity LLC is organized as a limited liability company and is classified in the FINTRX snapshot as an investment bank. It has been SEC-registered since 1953. Ownership is listed as a mix of a domestic entity and individual interests. The firm’s FINTRX profile does not present a breakdown of client types, fee schedules, or detailed advisory activities, and the dataset indicates it is not acting as a capital allocator. The profile flags several negative or null attributes rather than active advisory roles: the firm is not identified as an active ESG investor, is not flagged as a multi-state adviser, is not newly formed, and is not listed as a pension consultant or related adviser. Taken together, the available fields point to Canaccord Genuity LLC operating primarily in investment-banking and broker-dealer capacities rather than as a discretionary wealth manager with disclosed AUM or advisory programs in the FINTRX record.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Donald Macfayden

    Donald Macfayden

    Chief Financial Officer & Executive Vice PresidentCRD 5390198

  • John Quealy

    John Quealy

    Chief Investment OfficerCRD 4414320

  • Daniel Daviau

    Daniel Daviau

    President, Chief Executive OfficerCRD 6096472

Unlock 1 more executives

Contacts

3 of 297
  • Erica Therriault

    Erica Therriault

    Vice PresidentCRD 4211091

  • Thomas Halpin

    Thomas Halpin

    Vice PresidentCRD 5035782

  • Thomas Gabel

    Thomas Gabel

    Managing DirectorCRD 1573453

Unlock 294 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 Pennsylvania Plz
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth