MMC SECURITIES LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
41
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
103846
Registered since
July 20, 2000

Firm profile

FINTRX

Overview

MMC Securities LLC is organized as a limited liability company and is classified in the data as an investment bank. The firm is SEC-registered (since 2000) and its ownership is listed as a combination of a domestic entity and an individual. The profile shows MMC Securities LLC does not operate as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Specific descriptions of its advisory, business activities, client segments, or fee schedule are not reported in the available dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Judith Weinstock

    Chief Compliance OfficerCRD 8096565

  • SHIV KUMAR

    CEOCRD 3165711

Contacts

3 of 39
  • TRACY FISHER

    Senior PrincipalCRD 4693951

  • CORY FREAR

    Registered RepresentativeCRD 3255808

  • Peter Royse

    Assistant Vice PresidentCRD 8148818

Unlock 36 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1166 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth