Middle Market Transactions, Inc.

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Saint Louis, Missouri
CRD number
133062
Registered since
April 18, 2005

Firm profile

FINTRX

Overview

Middle Market Transactions, Inc. is organized as a corporation and is classified as an investment bank. The firm has been SEC-registered since 2005 and is owned by an individual proprietor. Available records indicate the firm is not a capital allocator and does not position itself as an asset manager: it is not marked as a multi-state adviser, pension consultant, or related adviser. The firm is also not identified as an active ESG investor. Publicly provided material does not include detail on its fee model, client segments, or specific advisory activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • Richard Thomas

    Registered RepresentativeCRD 4863275

  • Brett Pantazi

    Brett Pantazi

    Managing Director & PartnerCRD 4424274

  • Patrick Roy

    Patrick Roy

    Vice PresidentCRD 7857752

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Saint Louis, MO

Saint Louis

Location

Saint Louis, MO

Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
1401 S Brentwood Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth