MIDDLE MARKET TRANSACTIONS, INC.

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
SAINT LOUIS, Missouri
CRD number
133062
Registered since
April 18, 2005

Firm profile

FINTRX

Overview

Middle Market Transactions, Inc. is organized as a corporation and is classified in public filings as an investment bank. The firm was registered with the SEC in 2005 and is owned by an individual. Public records indicate it is not positioned as a capital allocator and does not report being an active ESG investor or a multi-state adviser. Several typical adviser fields—such as detailed advisory activities, fee structure, and client segmentation—are not disclosed in the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • RICHARD THOMAS

    Registered RepresentativeCRD 4863275

  • BRETT PANTAZI

    Managing Director & PartnerCRD 4424274

  • Patrick Roy

    Vice PresidentCRD 7857752

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAINT LOUIS, MO

SAINT LOUIS

Location

SAINT LOUIS, MO

Headquartered in SAINT LOUIS, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
SAINT LOUIS
Address
1401 S Brentwood Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth