Middle Market Transactions, Inc.

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Saint Louis, Missouri
CRD number
133062
Registered since
April 18, 2005

Firm profile

FINTRX

Overview

Middle Market Transactions, Inc. is organized as a corporation and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 2005 and is owned by an individual. The FINTRX record identifies the firm as not acting as a capital allocator and not participating as an active ESG investor. Several adviser attributes are flagged negative in the record (not a multi-state adviser, not a pension consultant, not a related adviser, and not newly formed), and the database does not provide detailed descriptions of client segments, fee schedules, or specific advisory or business activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • Richard Thomas

    Registered RepresentativeCRD 4863275

  • Brett Pantazi

    Brett Pantazi

    Managing Director & PartnerCRD 4424274

  • Patrick Roy

    Patrick Roy

    Vice PresidentCRD 7857752

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Saint Louis, MO

Saint Louis

Location

Saint Louis, MO

Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
1401 S Brentwood Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth