MCM SECURITIES LLC

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
TROY, New York
CRD number
41571
Registered since
February 19, 1997

Firm profile

FINTRX

Overview

MCM Securities LLC is organized as a limited liability company and has been SEC-registered since 1997. Ownership is listed as a domestic entity and individual, and the firm is classified in the source data as "unclassified." Regulatory and activity flags in the available records indicate MCM Securities is not identified as a capital allocator, is not an active ESG investor, does not operate as a multi-state adviser, and is not marked as a newly formed adviser, pension consultant, or related adviser. The source file does not include details on the firm's client segments, fee schedule, specific advisory services, or investment strategies.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • JOHN PETERSON

    CRD 2096386

  • Tracey Poissant

    CRD 6965068

  • RICHARD MATTERA

    FinOpCRD 2246513

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

TROY, NY

RENSSELAER

Location

TROY, NY

Headquartered in TROY, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
RENSSELAER
Address
1609 6th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth