MCM Securities LLC

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Troy, New York
CRD number
41571
Registered since
February 19, 1997

Firm profile

FINTRX

Overview

MCM Securities LLC is a limited liability company that has been SEC-registered since 1997. The firm is owned by a domestic entity and/or individual and is listed without a specific adviser classification. Public filings indicate it does not act as a capital allocator, does not market itself as an active ESG investor, and is not registered as a multi-state or newly formed adviser. The firm is not identified as a pension consultant or a related adviser in the available snapshot. There is no detail in the provided data about the firm's advisory services, fee arrangements, client segments, or day-to-day business activities, so its specific client-facing positioning and service model cannot be characterized from the material supplied.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Richard Mattera

    FinOpCRD 2246513

  • Michael Delgiudice

    Registered RepresentativeCRD 1367245

  • John Peterson

    CRD 2096386

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Troy, NY

Rensselaer

Location

Troy, NY

Headquartered in Troy, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Rensselaer
Address
1609 6th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth