Maxim Group LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 120708
- Registered since
- September 25, 2002
- Website
- www.maximgrp.com
Firm profile
FINTRXOverview
Maxim Group LLC is organized as a limited liability company and is classified in the dataset as an investment bank. The firm has been SEC-registered since 2002 and ownership is identified as a mix of domestic entity and individual owners. The profile does not present the firm as a capital allocator or as an active ESG investor. The FINTRX entry also flags several regulatory/business attributes: it is not listed as a multistate adviser, not newly formed, and not identified as a pension consultant or related adviser. Fields for client base, fee schedule, and detailed advisory activities are not populated in the available record.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Michael Quintavalla
Chief Risk OfficerCRD 5883882

Tipton Evans
Chief Compliance OfficerCRD 6118339

Michael Rabinowitz
Chairman & CEOCRD 1141255
Contacts
3 of 158
Frank Maniscalco
AccountantCRD 5801182

Alessandro Profita
Head of International Sales TradingCRD 4406035

Jonathan Shapero
Vice PresidentCRD 6102724
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 300 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Pacific Century Securities, LLC
Broker-DealerNew York, NY
Abacus International Capital Corp.
Broker-DealerNew York, NY
First Avenue
Broker-DealerNew York, NY
Collectable Securities
Broker-DealerNew York, NY
SEB Securities, Inc.
Broker-DealerNew York, NY
Uphold Securities Inc.
Broker-DealerNew York, NY