MAXIM GROUP LLC

Overview

Maxim Group LLC is organized as a limited liability company and is presented in filings as an investment bank rather than a traditional registered investment adviser focused on discretionary wealth management. The entity shows SEC registration dating to 2002 and is owned through a combination of a domestic entity and individual ownership. Publicly reported fields indicate the firm does not act as a capital allocator and is not identified as an active ESG investor. Available data about the firm’s advisory activities, fee model, client mix, and specific business lines is limited. The firm is not listed as a multi-state adviser and is not noted as a pension consultant or related adviser in the profile fields provided.

Location & Offices