Maxim Group LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
163
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
120708
Registered since
September 25, 2002

Firm profile

FINTRX

Overview

Maxim Group LLC is organized as a limited liability company and is classified in the dataset as an investment bank. The firm has been SEC-registered since 2002 and ownership is identified as a mix of domestic entity and individual owners. The profile does not present the firm as a capital allocator or as an active ESG investor. The FINTRX entry also flags several regulatory/business attributes: it is not listed as a multistate adviser, not newly formed, and not identified as a pension consultant or related adviser. Fields for client base, fee schedule, and detailed advisory activities are not populated in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Michael Quintavalla

    Michael Quintavalla

    Chief Risk OfficerCRD 5883882

  • Tipton Evans

    Tipton Evans

    Chief Compliance OfficerCRD 6118339

  • Michael Rabinowitz

    Michael Rabinowitz

    Chairman & CEOCRD 1141255

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Contacts

3 of 158
  • Frank Maniscalco

    Frank Maniscalco

    AccountantCRD 5801182

  • Alessandro Profita

    Alessandro Profita

    Head of International Sales TradingCRD 4406035

  • Jonathan Shapero

    Jonathan Shapero

    Vice PresidentCRD 6102724

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
300 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth