First Avenue

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
145860
Registered since
May 6, 2008

Firm profile

FINTRX

Overview

First Avenue is recorded in FINTRX as an SEC-registered investment adviser organized as a partnership and first registered in 2008. Ownership is listed as a combination of a domestic entity and an individual. The firm is classified in the dataset as "Unclassified," which indicates FINTRX has not assigned it to a standard firm category. FINTRX flags indicate First Avenue does not act as a capital allocator and is not designated an active ESG investor. The record also marks it as not a multi-state adviser, not newly formed, and not a pension consultant; it is not identified as a related adviser to another entity. FINTRX does not provide details in the profile about the firm’s advisory offerings, fee structure, client mix, or day-to-day business activities, so public-facing activity and service focus are not described in the dataset.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Lydia Plant

    Chief Financial OfficerCRD 7390471

Contacts

2 of 2
  • Paul Buckley

    Paul Buckley

    Managing PartnerCRD 1822709

  • Ervena Veerabudren

    Compliance OfficerCRD 6292730

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
461 5th Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth