First Avenue

Broker-DealerFINRA MemberEst. 2008
Total AUM
—
Advisory reps
18
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
145860
Registered since
May 6, 2008

Firm profile

FINTRX

Overview

First Avenue is organized as a partnership and is registered with the SEC since 2008. FINTRX classifies the firm as unclassified and identifies its ownership as a combination of a domestic entity and an individual. The profile on file indicates the firm does not present itself as a capital allocator and is not flagged as an active ESG investor. Several typical firm attributes are not populated in FINTRX: client base, fee structure, and detailed advisory activities are not listed. The record also notes that First Avenue is not designated as a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Lydia Plant

    Chief Financial OfficerCRD 7390471

Contacts

3 of 17
  • Paul Buckley

    Paul Buckley

    Managing PartnerCRD 1822709

  • Michael Dunham

    Michael Dunham

    PartnerCRD 2533609

  • Jeffrey Davis

    Jeffrey Davis

    PartnerCRD 2790327

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
461 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth