Marco Polo Securities LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
26
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
46561
Registered since
May 27, 1999

Firm profile

FINTRX

Overview

Marco Polo Securities LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm is shown as having been SEC-registered in 1999 and its ownership is recorded as a mix of a domestic entity and individual owners. The profile does not list advisory activities, client segments, or fee arrangements. The firm’s reported regulatory and activity flags indicate it does not act as a capital allocator, is not an active ESG investor, and is not identified as a multi-state adviser or pension consultant. FINTRX does not provide further detail on deal focus, advisory services, or broker-dealer activities for this entity.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Jeremy Oades

    Jeremy Oades

    Chief Solutions OfficerCRD 5239243

  • Steven Carlson

    Steven Carlson

    Chairman & CEOCRD 6945064

  • James Roper

    James Roper

    Managing Director, Chief Operating OfficerCRD 1096057

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Contacts

3 of 22
  • Glenn Kim

    Glenn Kim

    Registered RepresentativeCRD 1590667

  • Andrew Kurian

    Andrew Kurian

    Principal & FINOPCRD 2756309

  • Steven Carlson

    Steven Carlson

    Chairman, Board of DirectorsCRD 2026011

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1230 Of Am
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth