M.D. Sass Securities, L.L.C.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
139760
Registered since
August 1, 2006

Firm profile

FINTRX

Overview

M.D. Sass Securities, L.L.C. is organized as a limited liability company under individual ownership. Publicly available records provide minimal detail about the firm's business model: classification is listed as unclassified, and fields for client mix, fee schedules and specific advisory activities are not populated. The dataset also indicates the firm is not registered as a multi-state adviser, is not a pension consultant, and is not identified as a related adviser to another entity. The firm’s disclosures show limited engagement with ESG strategies and capital deployment roles commonly associated with allocators. There are no firm-level descriptions of target clients, product lineup, or portfolio construction approach in the source material.

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Martin Sass

    Martin Sass

    CEO & ChairmanCRD 411144

  • Sam Friedman

    Sam Friedman

    Chief Financial OfficerCRD 6716595

  • J Anderson

    J Anderson

    Chief Compliance OfficerCRD 1084169

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Contacts

2 of 2
  • Bobby Liu

    Bobby Liu

    Risk OfficerCRD 4771903

  • Timothy Dunham

    Timothy Dunham

    ConsultantCRD 1016294

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
570 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth