LPS Capital LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
56
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
155246
Registered since
March 12, 2012

Firm profile

FINTRX

Overview

LPS Capital LLC is organized as a limited liability company and has been registered with the SEC since 2012. Public records classify the firm as "unclassified" and indicate ownership by a domestic entity and an individual. Several common adviser attributes are explicitly negative in the dataset: the firm is not identified as a capital allocator, is not an active ESG investor, does not operate as a multi-state adviser, and is not listed as a pension consultant or related adviser. Beyond registration and structure, the firm has provided little detail about its business model, client segments, fee schedules, or specific advisory activities. The absence of disclosed investment mandates, target markets, or stated service lines limits what can be said about LPS Capital’s positioning or client-facing offerings.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Donald Carey

    Donald Carey

    Co-ceoCRD 6144290

Contacts

3 of 55
  • John Tarleton

    PresidentCRD 1631047

  • Kevin Niblo

    BrokerCRD 1687192

  • Paul Milora

    PartnerCRD 1973541

Unlock 52 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
600 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth