LPS CAPITAL LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
59
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
155246
Registered since
March 12, 2012

Firm profile

FINTRX

Overview

LPS Capital LLC is organized as a limited liability company and appears in regulatory records as an SEC-registered adviser since 2012. The firm's ownership is listed as including a domestic entity and an individual, and its classification is recorded as unclassified, indicating the public profile does not map cleanly to a standard adviser category in the dataset. Key operational details such as fee schedules, stated advisory activities, and client segments are not provided in the available snapshot. The record flags several negative indicators: the firm is not identified as a capital allocator, not active on ESG investing, not a pension consultant, and is not listed as a related adviser. The dataset also marks the adviser as not a multi-state adviser, a point to note in light of its office footprint described elsewhere.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 59
  • SIMEON BAYLES

    BrokerCRD 3129396

  • Seamus Purcell

    AssociateCRD 8176955

  • PAUL MILORA

    PartnerCRD 1973541

Unlock 56 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
600 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth