Lions Gate Sovereign Capital, LLC

RIASEC Registered
Total AUM
$44M
Discretionary
$0
0% of AUM
Avg account
$138K
Accounts
320
Employees
2
Advisory reps
2

Firm details

Headquarters
White Bear Lake, Minnesota
CRD number
134781
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals52.27%
  • HNWI47.73%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Lions Gate Sovereign Capital, LLC is an independent, individual-owned registered investment adviser operating as a limited liability company. The firm serves primarily individual and family clients and provides financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. Its fee arrangements include both percentage-of-AUM and fixed-fee engagements. The firm does not market itself as an ESG investor, is not a multi-state adviser, and does not act as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 39%, US Government Bonds 25%, Public Funds/Mutual Funds 20%, Cash & Cash Equivalents 9%, Non-Exchange Traded Equities 7%39%
  • Exchange Traded Equities39%
  • US Government Bonds25%
  • Public Funds/Mutual Funds20%
  • Cash & Cash Equivalents9%
  • Non-Exchange Traded Equities7%

Contacts

2 of 2
  • Kathleen Liiste

    Investment Advisor RepresentativeCRD 2210636

  • Stefan Liiste

    OwnerCRD 2075487

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

White Bear Lake, MN

Ramsey

Location

White Bear Lake, MN

Headquartered in White Bear Lake, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Ramsey
Address
4525 White Bear Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth