THOMPSON FINANCIAL TRANSITIONS INC.

Overview

Thompson Financial Transitions Inc. is an independent registered investment adviser that focuses on individualized planning and portfolio management for private clients and small businesses. The firm combines fee-based advisory relationships (both percentage-of-AUM and fixed fees) with a capital allocator role — selecting outside managers and product providers on behalf of clients when appropriate. Its stated advisory activities emphasize financial planning, discretionary portfolio management and the selection of other advisers, which suggests a flexible approach that blends in-house management with third‑party manager access for specialized exposures. The firm shows a clear tilt toward equities as the primary driver of client portfolios. That preference, together with custody arrangements and the use of third‑party managers for alternatives, indicates a model that mixes liquid, exchange‑traded exposures for core allocation with selected external managers for less liquid or specialized asset classes.

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Public Holdings

Investments & Alternatives

Location & Offices