KW SECURITIES CORPORATION

Broker-DealerFINRA MemberEst. 1980
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
SMITHTOWN, New York
CRD number
8237
Registered since
May 14, 1980

Firm profile

FINTRX

Overview

KW Securities Corporation is organized as a corporation and appears in SEC records with a registration date of 1980. The firm's ownership is listed as a combination of a domestic entity and an individual. In the dataset the organization is labeled "Unclassified" and is not described as a capital allocator. It does not identify as an active ESG investor, a multi-state adviser, a pension consultant, or as a related adviser. Public records supplied for this profile contain limited detail about the firm's service mix, advisory activities, fee model, or target client segments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • CHRISTOPHER DRISCOLL

    CEOCRD 4716573

  • PAUL STACHE

    Chief Compliance OfficerCRD 1170097

  • ALVARO PEREYRA

    CEOCRD 5578565

Contacts

3 of 3
  • GERALD GIBBONS

    Compliance PrincipalCRD 2447903

  • SARAH RUSSELL

    FinOpCRD 6727189

  • Craig Ember

    Head of Brokerage OperationsCRD 2159251

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SMITHTOWN, NY

SUFFOLK

Location

SMITHTOWN, NY

Headquartered in SMITHTOWN, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
SUFFOLK
Address
732 Smithtown Byp
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth