Palladium Capital Group, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
15
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
129400
Registered since
April 22, 2004

Firm profile

FINTRX

Overview

Palladium Capital Group, LLC is organized as a limited liability company and is registered with the SEC since 2004. FINTRX classifies the firm as an investment bank; filings list ownership as a mix of a domestic entity and an individual. The firm is not identified as a capital allocator and is not marked as an active ESG investor. Public disclosures provide limited detail about day-to-day advisory or business lines. Several supervisory and service flags are negative on record — the firm is not flagged as a multi-state adviser, pension consultant, or related adviser — which, together with the sparse public description of advisory activities, suggests it may operate in a non‑traditional advisory capacity or focus on investment-banking functions rather than typical discretionary wealth management.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Anne Buckley

    Anne Buckley

    Chief Compliance OfficerCRD 1781079

  • Ilan Weinberg

    Ilan Weinberg

    Partner and Chief Compliance OfficerCRD 2354293

  • Joel Padowitz

    Joel Padowitz

    CEOCRD 4725316

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Contacts

3 of 11
  • Alfonso Alejo

    Alfonso Alejo

    PresidentCRD 1545682

  • Moshe Hartstein

    Registered RepresentativeCRD 4058428

  • Shloimie Levin

    AssociateCRD 6035127

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
152 W 57th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth