Capella Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Smithtown, New York
CRD number
174167
Registered since
November 4, 2015

Firm profile

FINTRX

Overview

Capella Securities LLC is organized as a limited liability company with ownership described as a combination of a domestic entity and an individual. Publicly available registry fields categorize the firm as "unclassified" and provide only limited operational detail. Several advisory attributes in the record are negative—Capella does not identify itself as a capital allocator, does not report active ESG investing, and is not listed as a multi-state or newly formed adviser in the snapshot data. The firm has provided minimal information about its business activities, client types, fee arrangements, or advisory services. That lack of disclosure makes it difficult to profile a distinct market positioning or client niche from the available record.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • David Dicenso

    David Dicenso

    Chief Compliance OfficerCRD 1538474

  • Christopher Driscoll

    Christopher Driscoll

    CEOCRD 4716573

Contacts

1 of 1
  • Sarah Russell

    FinOpCRD 6727189

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Smithtown, NY

Suffolk

Location

Smithtown, NY

Headquartered in Smithtown, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
732 Smithtown Byp
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth