Capella Securities LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Smithtown, New York
CRD number
174167
Registered since
November 4, 2015

Firm profile

FINTRX

Overview

Capella Securities LLC is organized as a limited liability company and is recorded as an SEC-registered adviser since 2015. Publicly listed attributes in the snapshot are sparse: ownership is identified as a combination of a domestic entity and an individual, and the firm is classified as "Unclassified" in the source. The record indicates the firm does not act as a capital allocator, does not identify as an active ESG investor, is not registered as a multi-state adviser, and is not marked as newly formed. Several common adviser attributes (fee structure, advisory/business activities, client base) are not disclosed in the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • David Dicenso

    David Dicenso

    Chief Compliance OfficerCRD 1538474

  • Christopher Driscoll

    Christopher Driscoll

    CEOCRD 4716573

Contacts

1 of 1
  • Sarah Russell

    FinOpCRD 6727189

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Smithtown, NY

Suffolk

Location

Smithtown, NY

Headquartered in Smithtown, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
732 Smithtown Byp
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth