Kotys Wealth Professionals
Firm details
- Headquarters
- Valparaiso, Indiana
- CRD number
- 168156
- Registered since
- May 15, 2020
- Website
- kotyswealthpro.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Other
- Client types
- HNWI66.27%
- Individuals24.18%
- Charitable Organizations8.47%
- Pension & Profit Sharing Plans1.09%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Kotys Wealth Professionals is an independent registered investment adviser organized as an LLC and SEC-registered in 2020. The firm focuses on serving individual and family clients with a mix of financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fee arrangements include percentage-of-AUM billing, hourly charges, and other fee structures. Kotys reports being an active ESG investor and does not operate as a capital allocator. The firm was named among Top RIA Firms by FA Magazine in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds50%
- Exchange Traded Equities41%
- Cash & Cash Equivalents7%
- Other2%
Owners & executives
2 of 2
Megan Myers
Chief Operations OfficerCRD 7657890
Sarah Kotys
Chief Financial OfficerCRD 4697297
Contacts
3 of 4
Drew Vesling
Wealth AdvisorCRD 8054860
Erik Bagley
Wealth AdvisorCRD 6824405
Wesley Kotys
President & Wealth AdvisorCRD 4051934
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 53Active vs passive
$204M in ETFs
80%
$163M
20%
$41.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $24.9M | 33,345 | 12.20% |
Location
Valparaiso, IN
Porter
Location
Valparaiso, IN
Headquartered in Valparaiso, IN, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Porter
- Address
- 1111 Glendale Blvd
- Time zone
- ET (UTC-5)
- Office locations
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