KOTYS WEALTH PROFESSIONALS
Firm details
- Headquarters
- VALPARAISO, Indiana
- CRD number
- 168156
- Registered since
- May 15, 2020
- Website
- kotyswealthpro.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Other
- Client types
- HNWI66.27%
- Individuals24.18%
- Charitable Organizations8.47%
- Pension & Profit Sharing Plans1.09%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Kotys Wealth Professionals is an independent registered investment adviser organized as an LLC and SEC-registered since 2020. The firm focuses on serving individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its compensation mix includes percentage-of-AUM fees alongside hourly and other fee arrangements. Kotys reports being an active ESG investor and received recognition from FA Magazine in 2020 as one of its "Top RIA Firms." The firm does not present itself as a capital allocator; instead it implements third-party strategies and mutual fund/public fund allocations alongside bespoke client planning. Advisory activity centers on fee-based wealth management and planning rather than running external private-asset platforms.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds50%
- Exchange Traded Equities41%
- Cash & Cash Equivalents7%
- Other2%
Owners & executives
2 of 2MEGAN MYERS
Chief Operations OfficerCRD 7657890
SARAH KOTYS
Chief Financial OfficerCRD 4697297
Contacts
3 of 4Drew Vesling
Wealth AdvisorCRD 8054860
ERIK BAGLEY
Wealth AdvisorCRD 6824405
WESLEY KOTYS
President & Wealth AdvisorCRD 4051934
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 54Active vs passive
$161M in ETFs
85%
$136M
15%
$24.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $21M | 32,270 | 13.05% |
Location
VALPARAISO, IN
PORTER
Location
VALPARAISO, IN
Headquartered in VALPARAISO, IN, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- PORTER
- Address
- 1111 Glendale Blvd
- Time zone
- ET (UTC-5)
- Office locations
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