GIMBAL FINANCIAL, LLC
Firm details
- Headquarters
- CARMEL, Indiana
- CRD number
- 159003
- Registered since
- July 24, 2017
- Website
- www.gimbalfinancial.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI53.38%
- Individuals38.63%
- Pension & Profit Sharing Plans6.78%
- Charitable Organizations0.94%
- Corporations / Businesses0.27%
- Services
- Portfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Gimbal Financial, LLC is a small independent advisory firm that combines portfolio management for individuals and small businesses with insurance brokerage services and pension consulting. Since registering with the SEC in 2017, the firm has leaned on public funds and ETFs as the core of client portfolios while also allocating to third‑party alternative managers for real assets and energy exposure. Gimbal charges a percentage-of-AUM advisory fee and serves both individual/family and institutional clients. It does not position itself as an in‑house capital allocator; instead it sources mutual funds, ETFs and external alternative managers to build diversified client solutions. The firm is not an active ESG investor and is not structured as a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Cash & Cash Equivalents25%
- Exchange Traded Equities13%
- Other3%
Owners & executives
1 of 1SUSAN MITCHELL
Chief Compliance OfficerCRD 1453956
Contacts
3 of 6AMANDA HINEMAN
Registered Client Services AssociateCRD 6698516
KEITH TYNER
AdvisorCRD 1542622
DOUGLAS SHRIEVE
Financial ConsultantCRD 3159316
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 36Active vs passive
$161M in ETFs
99%
$159M
1%
$2.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $26.5M | 39,564 | 16.41% |
Location
CARMEL, IN
HAMILTON
Location
CARMEL, IN
Headquartered in CARMEL, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- HAMILTON
- Address
- 620 N Rangeline Rd
- Time zone
- ET (UTC-5)
- Office locations
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