Gimbal Financial, LLC
Firm details
- Headquarters
- Carmel, Indiana
- CRD number
- 159003
- Registered since
- July 24, 2017
- Website
- www.gimbalfinancial.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI53.38%
- Individuals38.63%
- Pension & Profit Sharing Plans6.78%
- Charitable Organizations0.94%
- Corporations / Businesses0.27%
- Services
- Portfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Gimbal Financial, LLC is an independent registered investment adviser formed in 2017 and organized as an LLC with individual ownership. The firm serves a mix of individual and family clients alongside institutional relationships, charging fees as a percentage of assets under management. Advisory services emphasize portfolio management for individuals and small businesses and include pension consulting work. Gimbal also operates as an insurance broker, which aligns with its use of annuity products. The firm does not position itself as an ESG-focused allocator and is not a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Cash & Cash Equivalents25%
- Exchange Traded Equities13%
- Other3%
Owners & executives
1 of 1
Susan Mitchell
Chief Compliance OfficerCRD 1453956
Contacts
3 of 6
Amanda Hineman
Registered Client Services AssociateCRD 6698516
Keith Tyner
AdvisorCRD 1542622
Douglas Shrieve
Financial ConsultantCRD 3159316
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 30Active vs passive
$149M in ETFs
99%
$148M
1%
$1.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $30.2M | 40,370 | 20.29% |
Location
Carmel, IN
Hamilton
Location
Carmel, IN
Headquartered in Carmel, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- Hamilton
- Address
- 620 N Rangeline Rd
- Time zone
- ET (UTC-5)
- Office locations
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