Gimbal Financial, LLC
Firm details
- Headquarters
- Carmel, Indiana
- CRD number
- 159003
- Registered since
- July 24, 2017
- Website
- www.gimbalfinancial.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI53.38%
- Individuals38.63%
- Pension & Profit Sharing Plans6.78%
- Charitable Organizations0.94%
- Corporations / Businesses0.27%
- Services
- Portfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Gimbal Financial, LLC is an independent registered investment adviser that has been SEC-registered since 2017. Structured as an LLC and owned by an individual, the firm serves both individual and family clients as well as institutional relationships. Its primary revenue model is a percentage-of-AUM advisory fee and it also operates as an insurance broker. Client-facing services center on discretionary portfolio management for individuals and small businesses and include pension consulting services. The firm does not identify as an active ESG investor and is not described as a multi-state or capital-allocating advisory platform.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Cash & Cash Equivalents25%
- Exchange Traded Equities13%
- Other3%
Owners & executives
1 of 1
Susan Mitchell
Chief Compliance OfficerCRD 1453956
Contacts
3 of 6
Philip Byers
AdvisorCRD 4744380
Douglas Shrieve
AdvisorCRD 3159316
Keith Tyner
AdvisorCRD 1542622
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 32Active vs passive
$118M in ETFs
93%
$111M
6%
$7.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $30.8M | 40,167 | 25.99% |
Location
Carmel, IN
Hamilton
Location
Carmel, IN
Headquartered in Carmel, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- Hamilton
- Address
- 620 N Rangeline Rd
- Time zone
- ET (UTC-5)
- Office locations
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