TRADEWELL TAX & FINANCIAL

RIASEC RegisteredEst. 2024
Total AUM
$276M
Discretionary
$276M
100% of AUM
Avg account
$255K
Accounts
1,083
Employees
9
Advisory reps
5

Firm details

Headquarters
FORT WAYNE, Indiana
CRD number
332473
Registered since
August 16, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI50.7%
  • Individuals49.3%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Tradewell Tax & Financial is an independent, SEC-registered advisory firm organized as an LLC and overseen by an individual owner. The adviser registers with the SEC in 2024 and serves individuals and families with financial planning and portfolio management for individuals and small businesses. Its fee model combines percentage-of-AUM billing with fixed fees. The firm does not identify as an active ESG investor, does not operate as a multi-state adviser, and does not act as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 49%, Exchange Traded Equities 30%, Other 13%, US Government Bonds 4%, Cash & Cash Equivalents 4%49%
  • Public Funds/Mutual Funds49%
  • Exchange Traded Equities30%
  • Other13%
  • US Government Bonds4%
  • Cash & Cash Equivalents4%

Owners & executives

2 of 2
  • MICHAEL ALBERTSON

    Chief Compliance OfficerCRD 5440171

  • JOSHUA HASSELBACH

    Chief Compliance OfficerCRD 4876296

Contacts

3 of 3
  • Thomas Badders

    Investment Advisor RepresentativeCRD 7720447

  • WESLEY PHELPS

    Investment Adviser RepresentativeCRD 6067726

  • Hannah Grubb

    Investment Advisor RepresentativeCRD 7880423

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

FORT WAYNE, IN

ALLEN

Location

FORT WAYNE, IN

Headquartered in FORT WAYNE, IN, anchoring the Fort Wayne-Huntington-Auburn, IN metro in the Midwest.

Metro area
Fort Wayne-Huntington-Auburn, IN
Region
Midwest
County
ALLEN
Address
130 W Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth