COMPASS FINANCIAL ADVISORS LLC

RIASEC RegisteredEst. 1998

Total AUM

$282M

Discretionary

$281M

100% of AUM

Avg account

$387K

Accounts

730

Employees

Advisory reps

Firm details

Headquarters: FORT WAYNE, Indiana
CRD number: 109131
Registered since: November 30, 1998
Website: www.compassadvisor.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI52.2%
Individuals16.35%
State / Municipal Government15.81%
Pension & Profit Sharing Plans11.35%
Charitable Organizations3.89%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Compass Financial Advisors LLC operates as an independent registered investment adviser focused on fee-based wealth management for individuals, families and institutional clients. The firm emphasizes discretionary portfolio management and financial planning, offering regular portfolio oversight rather than passive advice-only relationships. Its advisory activity spans individual and small-business portfolio management, institutional/business mandates and pension consulting, and its fee model includes asset-based fees alongside hourly and fixed-fee engagements. Investment posture favors liquid public markets with a meaningful allocation to exchange-traded equities, while supplementing public exposures with mutual funds and selective allocations to private-market strategies. The firm does not present itself as an ESG-focused manager and is structured as an owner-operated LLC classified as an independent RIA.