LAUER WEALTH MANAGEMENT

RIASEC RegisteredEst. 2021
Total AUM
$161M
Discretionary
$161M
100% of AUM
Avg account
$175K
Accounts
919
Employees
5
Advisory reps
3

Firm details

Headquarters
VALPARAISO, Indiana
CRD number
289763
Registered since
June 30, 2021
Custodians
CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals61.58%
  • HNWI36.26%
  • Pension & Profit Sharing Plans2%
  • Charitable Organizations0.14%
  • Corporations / Businesses0.03%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Lauer Wealth Management is an independent registered investment adviser organized as an LLC and registered with the SEC in 2021. The firm is individually owned and serves both individual and family clients as well as institutional/organizational accounts. Its advisory scope includes comprehensive financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. The firm also lists accounting among its business activities. Fee arrangements are flexible: Lauer charges asset-based fees in addition to hourly and fixed-fee engagements. It is not identified as a capital allocator or an active ESG investor, and it operates under a single-state registration profile according to filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 91%, Cash & Cash Equivalents 5%, US Government Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%, Public Funds/Mutual Funds 1%91%
  • Exchange Traded Equities91%
  • Cash & Cash Equivalents5%
  • US Government Bonds1%
  • Investment Grade Corp Bonds1%
  • Derivatives1%

Contacts

3 of 3
  • JOHN LAUER

    PartnerCRD 6542206

  • JOHN LAUER

    PartnerCRD 1467522

  • GENE HAMSTRA

    Investment AdvisorCRD 6288083

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 34

Active vs passive

$107M in ETFs

Passive

82%

$88.1M

Active

17%

$18.9M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$16.9M27,88815.80%

Location

Primary office

VALPARAISO, IN

PORTER

Location

VALPARAISO, IN

Headquartered in VALPARAISO, IN, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
PORTER
Address
196 E 112 S
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth