Kepler Capital Markets, Inc.

Broker-DealerFINRA MemberEst. 2006
Total AUM
—
Advisory reps
22
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
139148
Registered since
June 7, 2006

Firm profile

FINTRX

Overview

Kepler Capital Markets, Inc. is organized as a corporation and has been SEC-registered since 2006. Ownership is listed as a combination of a foreign entity and an individual. The firm's public profile classifies it as "unclassified" rather than under a retail RIA subtype or as a traditional institutional allocator. Available registry flags show the firm is not designated as a capital allocator, is not identified as an active ESG investor, and is not recorded as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. The firm has not provided detailed descriptions of its advisory activities, client segments, fee schedules or other business operations in the supplied data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Christopher Lavagnino

    CEOCRD 2960731

  • Kelsey McCarthy

    Kelsey McCarthy

    CoordinatorCRD 8158085

Contacts

3 of 20
  • Rajiv Shah

    Rajiv Shah

    Head TraderCRD 3162156

  • Michael Marrone

    Michael Marrone

    FinOpCRD 4859949

  • Andrew Totman

    Andrew Totman

    Registered RepresentativeCRD 1479719

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
12 E 49th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth