KARPUS INVESTMENT MANAGEMENT
Firm details
- Headquarters
- PITTSFORD, New York
- CRD number
- 110275
- Registered since
- March 5, 1987
- Website
- karpus.com
- Custodians
- US BANCORP NATIONAL ASSOCIATION
- Fee structure
- Percentage of AUM
- Client types
- HNWI59.54%
- Pension & Profit Sharing Plans12.67%
- Corporations / Businesses11.53%
- Individuals10.42%
- Charitable Organizations4.25%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Karpus Investment Management is an independent, SEC-registered advisory corporation that has been operating since 1987. The firm manages portfolios for both individuals/families and institutional clients, charging fees as a percentage of assets under management. Its advisory activity centers on discretionary portfolio management for individuals, small businesses, and larger business or institutional accounts. Karpus is not classified as a capital allocator and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds79%
- Exchange Traded Equities17%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
3 of 3JODI HEDBERG
Chief Compliance OfficerCRD 2726691
DANIEL LIPPINCOTT
President, Chief Investment OfficerCRD 6019452
KATHLEEN CRANE
Chief Financial OfficerCRD 4379668
Contacts
3 of 6Corey Gallahan
Vice PresidentCRD 7350577
JUAN GARZARON
Senior Vice PresidentCRD 5005821
DAVID D'AMBROSIO
Senior Vice PresidentCRD 4056925
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 44Active vs passive
$1.2B in ETFs
96%
$1.1B
0%
$43.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $235M | 392,872 | 20.32% |
Location
PITTSFORD, NY
MONROE
Location
PITTSFORD, NY
Headquartered in PITTSFORD, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.
- Metro area
- Rochester-Batavia-Seneca Falls, NY
- Region
- Northeast
- County
- MONROE
- Address
- 183 Sullys Trl
- Time zone
- ET (UTC-5)
- Office locations
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