Ashford Advisors, LLC

RIASEC Registered

Total AUM

$943M

Discretionary

$702M

74% of AUM

Avg account

$4.4M

Accounts

215

Employees

Advisory reps

Firm details

Headquarters: Pittsford, New York
CRD number: 114238
Registered since: September 10, 2001
Custodians: CHARLES SCHWAB & CO., INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types: HNWI86.15%
Corporations / Businesses8.24%
Charitable Organizations5.6%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Ashford Advisors, LLC is an independent, individually owned registered investment adviser that has been SEC-registered since 2001. The firm serves both high‑net‑worth individuals and family clients as well as institutional investors and presents itself as a capital allocator that selects and places capital with third‑party managers. Core advisory services listed include financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Fee arrangements are flexible — including percentage‑of‑AUM, fixed fees, and performance‑based components — and the firm identifies itself as an active ESG investor, which suggests environmental, social, or governance considerations are integrated into at least some portfolio or manager selection decisions.