High Probability Advisors, LLC

RIASEC Registered
Total AUM
$1B
Discretionary
$1B
96% of AUM
Avg account
$1.2M
Accounts
860
Employees
16
Advisory reps
9

Firm details

Headquarters
Pittsford, New York
CRD number
289541
Registered since
October 26, 2017
Website
www.highprobabilityadvisors.com
Custodians
CHARLES SCHWAB & CO., INC., AMERICAN TRUST CUSTODY, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI77.23%
  • Pension & Profit Sharing Plans13.96%
  • Individuals7.38%
  • Charitable Organizations1.42%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

High Probability Advisors, LLC is an independent registered investment adviser that provides financial planning, discretionary portfolio management for individuals, small businesses and institutions, and selection-of-other-advisers services. The firm is registered with the SEC and has been since 2017. Its client base spans individual and family clients as well as institutional relationships, and it charges fees based on a percentage of assets under management. The firm identifies itself as a capital allocator and maintains an affiliation with an accountant for industry support. It does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 91%, Exchange Traded Equities 4%, US Government Bonds 2%, Private Funds 2%, Cash & Cash Equivalents 1%91%
  • Public Funds/Mutual Funds91%
  • Exchange Traded Equities4%
  • US Government Bonds2%
  • Private Funds2%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 3
  • Stephen Carl

    Stephen Carl

    Chief Executive OfficerCRD 4161139

  • Michael Jones

    Michael Jones

    Chief Investment StrategistCRD 1695247

  • Jeffrey Coons

    Jeffrey Coons

    Chief Risk OfficerCRD 2484535

Contacts

3 of 6
  • George Marron

    George Marron

    Vice PresidentCRD 5333522

  • Jake Cooper

    Jake Cooper

    Vice President, Senior Financial AdvisorCRD 6292067

  • Nikki Hamblin

    Nikki Hamblin

    Executive Vice PresidentCRD 5017095

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 56

Active vs passive

$997M in ETFs

Passive

75%

$745M

Active

24%

$252M

ETFProviderStyleCategoryValueShares% of portfolio
GOLDMAN SACHS ACTIVEBETA(R) US LARGE CAP EQUITY ETF (GSLC)Goldman SachsPassiveLarge Blend$125M859,66512.50%
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Location

Primary office

Pittsford, NY

Monroe

Location

Pittsford, NY

Headquartered in Pittsford, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area
Rochester-Batavia-Seneca Falls, NY
Region
Northeast
County
Monroe
Address
167 Sullys Trl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth