Kapstone Financial Advisors LLC
Firm details
- Headquarters
- Lebanon, Ohio
- CRD number
- 318885
- Registered since
- August 11, 2022
- Website
- www.kapstoneadvisors.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI67.05%
- Individuals30.4%
- Pension & Profit Sharing Plans2.34%
- Charitable Organizations0.2%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Kapstone Financial Advisors LLC is an independent, owner-operated registered investment adviser organized as an LLC and SEC-registered in 2022. The firm serves individual and family clients, charging fees as a percentage of assets under management and providing financial planning, portfolio management for individuals and small businesses, and pension consulting services. Kapstone does not operate as a capital allocator or an ESG-focused manager and reports a single-state advisory footprint.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- Cash & Cash Equivalents16%
- Public Funds/Mutual Funds13%
- Non-Exchange Traded Equities1%
Contacts
3 of 4
David Frazier
Financial AdvisorCRD 2910287
Randall Kronour
Senior Vice PresidentCRD 3174513
David Kronour
Managing DirectorCRD 5173536
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 63Active vs passive
$108M in ETFs
93%
$99.8M
3%
$8.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $38.9M | 59,504 | 36.01% |
Location
Lebanon, OH
Warren
Location
Lebanon, OH
Headquartered in Lebanon, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- Warren
- Address
- 212 N Broadway St
- Time zone
- ET (UTC-5)
- Office locations
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