HORTER INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 2007
Total AUM
$314M
Discretionary
$314M
100% of AUM
Avg account
$137K
Accounts
2,296
Employees
43
Advisory reps
32

Firm details

Headquarters
CINCINNATI, Ohio
CRD number
119880
Registered since
January 12, 2007
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals53.18%
  • HNWI38.54%
  • Corporations / Businesses4.74%
  • Pension & Profit Sharing Plans2.32%
  • Other Investment Advisers1.22%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Horter Investment Management, LLC is an independent, owner-operated Registered Investment Adviser formed as an LLC and SEC-registered since 2007. The firm functions as a capital allocator and serves both individual/family and institutional clients. Its advisory menu includes financial planning, portfolio management for individuals and small businesses, selection of third‑party advisers, and client education through publications and seminars. Horter also operates as an insurance broker and charges fees on a mix of bases — percentage of assets under management, hourly fees, and fixed fees. The firm is not identified as an active ESG investor in its disclosures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 59%, Exchange Traded Equities 24%, Cash & Cash Equivalents 12%, US Government Bonds 4%59%
  • Public Funds/Mutual Funds59%
  • Exchange Traded Equities24%
  • Cash & Cash Equivalents12%
  • US Government Bonds4%

Owners & executives

3 of 4
  • ROBERT HOPKINS

    Chief Compliance OfficerCRD 5573237

  • Ronnie Mejia

    Chief Executive OfficerCRD 6633275

  • LAWRENCE TIDMORE

    President and CEOCRD 4015036

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Contacts

3 of 28
  • Brooke Pettit

    Financial AdvisorCRD 8044517

  • GEFFREY LEWIS

    Investment Advisor RepresentativeCRD 1060987

  • TYLER KOEBBE

    Investment Advisor RepresentativeCRD 7558184

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CINCINNATI, OH

HAMILTON

Location

CINCINNATI, OH

Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
HAMILTON
Address
11726 7 Gables Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth