Sims Investment Management LLC
Firm details
- Headquarters
- Cincinnati, Ohio
- CRD number
- 169491
- Registered since
- January 13, 2022
- Website
- www.simsinvestment.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI61.6%
- Individuals36.59%
- Pension & Profit Sharing Plans1.81%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of Periodicals
Firm profile
FINTRXOverview
Sims Investment Management LLC is an independent, individually owned registered investment adviser that began SEC registration in 2022. The firm serves both individual and family clients as well as institutional clients, operating under a mix of fee models that include a percentage of assets under management, hourly charges, and fixed fees. Advisory services listed by the firm include financial planning, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting, and periodic publications. The firm does not identify as an active ESG investor and is not positioned as a capital allocator. Its regulatory profile and service mix suggest a hybrid practice focused on discretionary portfolio management together with consultative and fee-for-service engagements.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities89%
- Derivatives5%
- Public Funds/Mutual Funds3%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1
David Reichert
Chief Compliance OfficerCRD 5967692
Contacts
3 of 6
Cory Sims
Managing Member and Investment AdvisorCRD 6099496
Ryan Atkins
Investment Advisor RepresentativeCRD 7440717
Michael Perry
Investment Adviser RepresentativeCRD 7695705
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 22Active vs passive
$298M in ETFs
100%
$298M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP ETF (SCHX) | Schwab | Passive | Large Blend | $101M | 3,378,656 | 34.00% |
Location
Cincinnati, OH
Hamilton
Location
Cincinnati, OH
Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- Hamilton
- Address
- 3322 Erie Ave
- Time zone
- ET (UTC-5)
- Office locations
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