Sims Investment Management LLC

RIASEC RegisteredEst. 2022
Total AUM
$305M
Discretionary
$299M
98% of AUM
Avg account
$181K
Accounts
1,686
Employees
12
Advisory reps
6

Firm details

Headquarters
Cincinnati, Ohio
CRD number
169491
Registered since
January 13, 2022
Website
www.simsinvestment.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI61.6%
  • Individuals36.59%
  • Pension & Profit Sharing Plans1.81%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of Periodicals

Firm profile

FINTRX

Overview

Sims Investment Management LLC is an independent registered investment adviser organized as an LLC. The firm works with both individual and family clients as well as institutional accounts and offers a mix of financial planning and portfolio management services. Its advisory menu includes planning, separate account management for individuals and small businesses, portfolio management for larger business or institutional clients, and the production of periodic newsletters. Fee arrangements are flexible: percentage-of-AUM billing alongside hourly and fixed-fee options. The firm is not positioned as a private capital allocator and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 87%, Exchange Traded Equities 9%, Cash & Cash Equivalents 4%87%
  • Public Funds/Mutual Funds87%
  • Exchange Traded Equities9%
  • Cash & Cash Equivalents4%

Owners & executives

1 of 1
  • David Reichert

    David Reichert

    Chief Compliance OfficerCRD 5967692

Contacts

3 of 5
  • Patrick Jones

    Patrick Jones

    Operations ManagerCRD 7420630

  • William Justice

    William Justice

    Investment Advisor RepresentativeCRD 7818315

  • Michael Perry

    Michael Perry

    Investment Adviser RepresentativeCRD 7695705

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 76

Active vs passive

$299M in ETFs

Passive

100%

$298M

Active

<1%

$299K

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US LARGE-CAP ETF (SCHX)SchwabPassiveLarge Blend$98.6M3,349,90433.02%
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Location

Primary office

Cincinnati, OH

Hamilton

Location

Cincinnati, OH

Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
Hamilton
Address
3322 Erie Ave
Time zone
ET (UTC-5)
Office locations

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