BROWN FINANCIAL ADVISORS, LLC

RIASEC RegisteredEst. 2020
Total AUM
$323M
Discretionary
$322M
100% of AUM
Avg account
$206K
Accounts
1,573
Employees
3
Advisory reps
3

Firm details

Headquarters
MILFORD, Ohio
CRD number
147056
Registered since
September 25, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI55.99%
  • Individuals44.01%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Brown Financial Advisors, LLC is an independent, SEC-registered Registered Investment Adviser organized as an LLC and operating as a capital allocator for individual and family clients. Founded as a registered adviser in 2020, the firm provides financial planning, discretionary portfolio management for individuals and small businesses, and the selection of external managers. Its billing includes AUM-based fees alongside hourly and fixed-fee arrangements. The adviser is affiliated with an insurance company for certain business relationships and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 45%, Public Funds/Mutual Funds 39%, Other 13%, Cash & Cash Equivalents 3%, Non-Exchange Traded Equities 1%, Private Funds 1%45%
  • Exchange Traded Equities45%
  • Public Funds/Mutual Funds39%
  • Other13%
  • Cash & Cash Equivalents3%
  • Non-Exchange Traded Equities1%

Contacts

3 of 3
  • Alexander Brown

    Associate AdvisorCRD 7027765

  • GREGORY BROWN

    PresidentCRD 5578071

  • MYRON BORTH

    Investment AdvisorCRD 6065174

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 73

Active vs passive

$164M in ETFs

Passive

41%

$66.6M

Active

31%

$97.4M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$15.9M208,2579.72%

Location

Primary office

MILFORD, OH

CLERMONT

Location

MILFORD, OH

Headquartered in MILFORD, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
CLERMONT
Address
964 State Route 28
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth