SWISHER FINANCIAL CONCEPTS, INC.
Firm details
- Headquarters
- WESTERVILLE, Ohio
- CRD number
- 121384
- Registered since
- May 7, 2019
- Website
- www.swisherfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- HNWI55.41%
- Individuals43.82%
- Corporations / Businesses0.56%
- Charitable Organizations0.22%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Swisher Financial Concepts, Inc. is an independent registered investment adviser (SEC-registered since 2019) owned by an individual and focused on serving individual and family clients. The firm combines financial planning with discretionary and non‑discretionary portfolio management for individuals and small businesses, and it lists pension consulting among its advisory services. In addition to advisory work, Swisher operates as an insurance broker and provides accounting services. The firm uses a flexible fee menu that includes a percentage-of-AUM model alongside hourly and fixed-fee engagements and commission-based arrangements. It does not identify as an active ESG investor and appears to operate on a single-state basis per its reporting.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds64%
- Exchange Traded Equities21%
- Cash & Cash Equivalents14%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1BRETT VANDERVORT
Chief Compliance Officer & Director of OperationsCRD 6306604
Contacts
3 of 4MICHAEL HENN
Director of InvestmentsCRD 4582922
Christopher Brubaker
Financial AdvisorCRD 7553332
DANIEL WOLFORD
PresidentCRD 2886642
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 66Active vs passive
$162M in ETFs
42%
$67.3M
52%
$94.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $15.4M | 47,953 | 9.51% |
Location
WESTERVILLE, OH
DELAWARE
Location
WESTERVILLE, OH
Headquartered in WESTERVILLE, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.
- Metro area
- Columbus-Marion-Zanesville, OH
- Region
- Midwest
- County
- DELAWARE
- Address
- 612 Office Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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