SHAFFER CAPITAL

RIASEC RegisteredEst. 2020

Total AUM

$211M

Discretionary

$211M

100% of AUM

Avg account

$462K

Accounts

457

Employees

Advisory reps

Firm details

Headquarters: WESTERVILLE, Ohio
CRD number: 150106
Registered since: July 13, 2020
Website: www.shaffercapital.net
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI50.08%
Pension & Profit Sharing Plans30.6%
Individuals16.82%
Corporations / Businesses2.51%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Shaffer Capital is an independent, SEC-registered investment adviser organized as an LLC and operating since 2020. The firm positions itself as a capital allocator for both individual/family and institutional clients, offering financial planning and portfolio management for individuals and small businesses. Its advisory services list also includes selection of other advisers, pension consulting-related services, and educational seminars and workshops. Compensation models include percentage-of-AUM fees alongside hourly and fixed-fee arrangements. The firm is not identified as an active ESG investor.