J.K. Financial Services, Inc.

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
24
Avg account
$0

Firm details

Headquarters
Norco, California
CRD number
103728
Registered since
May 31, 2000

Firm profile

FINTRX

Overview

J.K. Financial Services, Inc. is a corporation that has been registered with the SEC since 2000 and is owned by an individual. The firm's regulatory snapshot lists its classification as unclassified and indicates it is not positioned as a capital allocator. The limited public details supplied do not describe its client segments, fee model, or day-to-day advisory activities. The snapshot also flags several negative indicators: the firm is not identified as an active ESG investor, is not a multi-state adviser, is not a pension consultant, and is not listed as a related adviser. The combination of an individual owner and sparse disclosure suggests a small, privately operated advisory business or an entity that maintains a minimal public profile.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Lily Ho

    Lily Ho

    CEOCRD 4336165

  • Joe Zheng

    Chief Executive OfficerCRD 2318835

  • Ying-ling Wu

    Chief Operation OfficerCRD 7603371

Contacts

3 of 21
  • Elsa Sou Jing Moy

    Registered RepresentativeCRD 2359334

  • Ranjit Rajwani

    Investment AdvisorCRD 2373401

  • Samuel Kim

    PrincipalCRD 2292477

Unlock 18 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Norco, CA

Riverside

Location

Norco, CA

Headquartered in Norco, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Riverside
Address
149 Cross Rail Ln
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth