James Fox Securities, Inc.
Firm details
- Headquarters
- Carlsbad, California
- CRD number
- 43632
- Registered since
- January 16, 1998
Firm profile
FINTRXOverview
James Fox Securities, Inc. is organized as a corporation and is SEC-registered, with registration recorded in 1998. The business is owned by an individual rather than an institutional owner, and its regulatory classification is listed as unclassified. Public data indicate the firm is not identified as a capital allocator and is not flagged as an active ESG investor. The firm is not reported as a multi-state adviser, which suggests its advisory activities (if any) are limited to a single state or are not structured as a multi-jurisdictional advisory platform. Additional activity categories in the dataset — including pension consulting, related-adviser relationships, and newly formed-adviser status — are all marked negative.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
1 of 1James Fox
Registered PrincipalCRD 502708
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Carlsbad, CA
San Diego
Location
Carlsbad, CA
Headquartered in Carlsbad, CA, in the West of the United States.
- Region
- West
- County
- San Diego
- Address
- 2244 Faraday Ave
- Time zone
- PT (UTC-8)
- Office locations
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