James Fox Securities, Inc.

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
1
Avg account
$0

Firm details

Headquarters
Carlsbad, California
CRD number
43632
Registered since
January 16, 1998

Firm profile

FINTRX

Overview

James Fox Securities, Inc. is organized as a corporation and is SEC-registered, with registration recorded in 1998. The business is owned by an individual rather than an institutional owner, and its regulatory classification is listed as unclassified. Public data indicate the firm is not identified as a capital allocator and is not flagged as an active ESG investor. The firm is not reported as a multi-state adviser, which suggests its advisory activities (if any) are limited to a single state or are not structured as a multi-jurisdictional advisory platform. Additional activity categories in the dataset — including pension consulting, related-adviser relationships, and newly formed-adviser status — are all marked negative.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • James Fox

    Registered PrincipalCRD 502708

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Carlsbad, CA

San Diego

Location

Carlsbad, CA

Headquartered in Carlsbad, CA, in the West of the United States.

Region
West
County
San Diego
Address
2244 Faraday Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth