Itau Bba USA Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Accounts
0
Employees
38
Advisory reps
36
Brokerage reps
25
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
118817
Registered since
September 11, 2023
Fee structure
Fixed Fees, Commissions

Firm profile

FINTRX

Overview

Itau Bba USA Securities, Inc. operates as a U.S. broker‑dealer and the American operating arm of a foreign investment bank. Registered with the SEC in 2023, the entity functions primarily in brokerage and capital‑markets activities rather than as a discretionary capital allocator. Its business model centers on transactional revenue — commissions and fixed fees — and on supporting distribution, placement and execution of investment products to institutional and intermediary clients. The firm is not flagged as an active ESG investor and is identified as related to other advisory and banking affiliates, indicating it participates within a broader group of financial services businesses rather than acting as a stand‑alone wealth manager.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Julia Mcclanan

    Julia Mcclanan

    COOCRD 4591590

  • Kenneth Goodall

    Kenneth Goodall

    Chief Compliance OfficerCRD 2682569

Contacts

3 of 34
  • Roberto Martins

    DirectorCRD 4442885

  • Daniela Estima

    Daniela Estima

    Portfolio ManagerCRD 6030155

  • Michael Glynn

    FinOpCRD 3219445

Unlock 31 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
599 Lexington Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth