ICBC STANDARD SECURITIES INC.

Broker-DealerFINRA MemberEst. 1994
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
35560
Registered since
March 21, 1994

Firm profile

FINTRX

Overview

Icbc Standard Securities Inc. is organized as a corporation and is listed as SEC-registered since 1994. The firm’s ownership is reported as a mix of a domestic entity and an individual, and its regulatory classification in the source is listed as unclassified. The profile indicates the firm does not act as a capital allocator and is not identified as an active ESG investor. The dataset also flags several operational attributes: it is not labeled a multi-state adviser, not a newly formed adviser, not a pension consultant, and not recorded as a related adviser. Specifics about the firm’s advisory or brokerage business activities, client segments, and fee structure are not provided in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Wenyue Gao

    Deputy CEOCRD 7813696

  • SABEENA LICONTE

    Chief Legal OfficerCRD 5729418

  • JOHN RONCEVICH

    CEOCRD 4723228

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Contacts

3 of 9
  • ALEXIS VAUGHAN

    DirectorCRD 4825473

  • Xing Xu

    Head of IntegrationCRD 7785977

  • Justin Flores

    AssociateCRD 6979198

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1185 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth