Huatai Securities (USA), Inc.

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
25
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
298809
Registered since
June 10, 2019

Firm profile

FINTRX

Overview

Huatai Securities (USA), Inc. is a U.S. corporate entity that registered with the SEC in 2019. The firm is listed with an owner type described as a domestic entity and an individual, and its regulatory classification in the dataset is unclassified. The record indicates the firm does not operate as a capital allocator and is not identified as an active ESG investor. The available disclosure for Huatai Securities (USA), Inc. does not include specific descriptions of its client segments, fee schedules, or a breakdown of advisory or business activities. It is not flagged as a multi-state adviser, pension consultant, or a newly formed advisory shop in the provided data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Bryan Lin

    Bryan Lin

    CEOCRD 2923067

  • Chong Wang

    Chief Risk OfficerCRD 7030757

  • Dmitriy Rutitskiy

    Dmitriy Rutitskiy

    CFO/FINOPCRD 6117665

Contacts

3 of 22
  • Edward Chung

    Supervisory AnalystCRD 6541636

  • Shuyu Zhan

    Shuyu Zhan

    Sales & Trading AnalystCRD 7846893

  • Ruisen Qian

    Ruisen Qian

    Senior AssociateCRD 7668358

Unlock 19 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
280 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth