HOLDERNESS INVESTMENTS CO
Firm details
- Headquarters
- GREENSBORO, North Carolina
- CRD number
- 106530
- Registered since
- August 14, 1995
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI75.38%
- Individuals17.44%
- Charitable Organizations2.94%
- Pension & Profit Sharing Plans2.74%
- Corporations / Businesses1.5%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Holderness Investments Co is an independent, privately owned registered investment adviser that has been SEC-registered since 1995. The firm serves both individual and family clients as well as institutional accounts, and acts as a capital allocator that can select and allocate to outside managers. Its advisory suite includes financial planning, portfolio management for individuals and small businesses, portfolio management for businesses and institutions, and the selection of other advisers. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Holderness reports it is not an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Cash & Cash Equivalents15%
- Public Funds/Mutual Funds12%
- US Government Bonds5%
Owners & executives
1 of 1SHEILA FALLS
Vice President, Chief Compliance OfficerCRD 5995676
Contacts
3 of 5JONATHAN MORGAN
Senior Portfolio ManagerCRD 2789505
RYAN VAUDRIN
Wealth AdvisorCRD 5993803
KIM EDER
Vice PresidentCRD 4356320
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 68Active vs passive
$76.8M in ETFs
90%
$68.7M
7%
$8.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $13.9M | 24,046 | 18.07% |
Location
GREENSBORO, NC
GUILFORD
Location
GREENSBORO, NC
Headquartered in GREENSBORO, NC, anchoring the Greensboro--Winston-Salem--High Point, NC metro in the South.
- Metro area
- Greensboro--Winston-Salem--High Point, NC
- Region
- South
- County
- GUILFORD
- Address
- 2102 N Elm St
- Time zone
- ET (UTC-5)
- Office locations
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