SPARTAN PLANNING GROUP
Firm details
- Headquarters
- GREENSBORO, North Carolina
- CRD number
- 166599
- Registered since
- April 30, 2020
- Website
- spartanplanninggroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI81.58%
- Individuals12.2%
- Pension & Profit Sharing Plans6.05%
- Corporations / Businesses0.17%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Spartan Planning Group is an independent registered investment adviser organized as a limited liability company and SEC-registered in 2020. The firm is individually owned and serves both individuals/families and institutional clients. Its advisory remit focuses on financial planning, portfolio management for individuals and small businesses, and pension consulting services. Compensation is a mix of percentage-of-AUM fees and fixed fees. Regulatory and operational fields in the record show the firm does not identify as a capital allocator and is not flagged as an active ESG investor or a multi-state adviser. The firm appears structured to deliver traditional advisory services rather than to sponsor proprietary funds or act as a multi-jurisdictional platform.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Exchange Traded Equities40%
- Private Funds8%
- Cash & Cash Equivalents2%
- Other1%
Owners & executives
2 of 2DAVID CHILDS
CEOCRD 5145179
JONATHAN ROBINSON
Co-Founder & CEOCRD 4675026
Contacts
3 of 4BRANDON LANGLEY
PresidentCRD 5965300
Richard Dexter
Financial PlannerCRD 7820173
IRA ROSS
Partner, AdvisorCRD 722300
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 27Active vs passive
$130M in ETFs
81%
$105M
14%
$24.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $13.7M | 149,192 | 10.55% |
Location
GREENSBORO, NC
GUILFORD
Location
GREENSBORO, NC
Headquartered in GREENSBORO, NC, anchoring the Greensboro--Winston-Salem--High Point, NC metro in the South.
- Metro area
- Greensboro--Winston-Salem--High Point, NC
- Region
- South
- County
- GUILFORD
- Address
- 1931 New Garden Rd
- Time zone
- ET (UTC-5)
- Office locations
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