Piedmont Capital Management, LLC

RIASEC Registered
Total AUM
$496M
Discretionary
$496M
100% of AUM
Avg account
$2.2M
Accounts
223
Employees
24
Advisory reps
6

Firm details

Headquarters
Greensboro, North Carolina
CRD number
155682
Registered since
April 5, 2017
Website
www.piedmonttrust.com
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI65.83%
  • Pooled Investment Vehicles23.99%
  • Corporations / Businesses4.48%
  • Charitable Organizations4.43%
  • Individuals1.28%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Piedmont Capital Management, LLC is an independent, SEC-registered investment adviser (registered in 2017) that manages portfolios for individuals, families and institutional clients. The firm operates as an LLC with both individual and domestic entity ownership and positions itself as a capital allocator. Its advisory services include financial planning and portfolio management across individuals/small businesses, pooled investment vehicles and institutional/business clients. Fee arrangements combine AUM-based fees and fixed fees. Piedmont does not identify as an active ESG investor and is not listed as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 44%, Private Funds 22%, Exchange Traded Equities 20%, Cash & Cash Equivalents 6%, State & Local Bonds 4%, Non-Exchange Traded Equities 2%, US Government Bonds 2%44%
  • Public Funds/Mutual Funds44%
  • Private Funds22%
  • Exchange Traded Equities20%
  • Cash & Cash Equivalents6%
  • State & Local Bonds4%

Owners & executives

3 of 4
  • Daniel Smith

    Daniel Smith

    Chief Investment OfficerCRD 6577973

  • John Simms

    John Simms

    Chief Investment StrategistCRD 1409264

  • James Harris

    CCO, CEO and PresidentCRD 7949986

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Contacts

2 of 2
  • Orville Igharas

    Orville Igharas

    DirectorCRD 5916738

  • Susan Gleason

    Susan Gleason

    Executive Vice PresidentCRD 4414734

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 45

Active vs passive

$101M in ETFs

Passive

96%

$96.3M

Active

4%

$4.4M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD S&P 500 ETF (VOO)VanguardPassiveLarge Blend$26.6M37,99426.43%
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Location

Primary office

Greensboro, NC

Guilford

Location

Greensboro, NC

Headquartered in Greensboro, NC, anchoring the Greensboro--Winston-Salem--High Point, NC metro in the South.

Metro area
Greensboro--Winston-Salem--High Point, NC
Region
South
County
Guilford
Address
800 Green Valley Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth