Piedmont Capital Management, LLC
Firm details
- Headquarters
- Greensboro, North Carolina
- CRD number
- 155682
- Registered since
- April 5, 2017
- Website
- www.piedmonttrust.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI65.83%
- Pooled Investment Vehicles23.99%
- Corporations / Businesses4.48%
- Charitable Organizations4.43%
- Individuals1.28%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Piedmont Capital Management, LLC is an independent, SEC-registered advisory firm organized as an LLC and operating as a capital allocator for both individuals/families and institutional clients. The firm has been registered with the SEC since 2017 and bills on a mix of percentage-of-AUM and fixed-fee arrangements. Its advisory services include financial planning and portfolio management for individuals, small businesses, pooled investment vehicles, and institutions. The firm identifies as a capital allocator that uses third-party managers in addition to its own portfolios. It is not characterized as an active ESG investor and is not registered as a multi-state adviser. Industry affiliations listed include a trust company relationship and sponsorship of limited partnerships (excluding pooled investment vehicles), which aligns with the firm’s practice of directing capital into external funds.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds44%
- Private Funds22%
- Exchange Traded Equities20%
- Cash & Cash Equivalents6%
- State & Local Bonds4%
Owners & executives
3 of 4Kevin Freeman
Chief Compliance OfficerCRD 8183574
James Harris
CCO, CEO and PresidentCRD 7949986
John Simms
Chief Investment StrategistCRD 1409264
Contacts
2 of 2
Orville Igharas
DirectorCRD 5916738
Susan Gleason
Executive Vice PresidentCRD 4414734
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$96.9M in ETFs
96%
$92.7M
4%
$4.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $25.4M | 36,924 | 26.18% |
Location
Greensboro, NC
Guilford
Location
Greensboro, NC
Headquartered in Greensboro, NC, anchoring the Greensboro--Winston-Salem--High Point, NC metro in the South.
- Metro area
- Greensboro--Winston-Salem--High Point, NC
- Region
- South
- County
- Guilford
- Address
- 800 Green Valley Rd
- Time zone
- ET (UTC-5)
- Office locations
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