Hobart Wealth

RIASEC Registered
Total AUM
$558M
Discretionary
$555M
99% of AUM
Avg account
$269K
Accounts
2,074
Employees
18
Advisory reps
13

Firm details

Headquarters
Charlotte, North Carolina
CRD number
168494
Registered since
February 29, 2016
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals56.52%
  • HNWI43.46%
  • Charitable Organizations0.02%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Hobart Wealth is an independent limited liability company that acts as a capital allocator to both individual/family and institutional clients. The firm is registered with the SEC (registration year 2016) and combines fee models that include a percentage of assets under management alongside hourly and fixed fees. Ownership is a mix of a domestic entity and an individual. Core advisory services emphasize financial planning, portfolio management for individuals and small businesses, selection of third‑party advisers, and client education through published materials and seminars/workshops. Hobart Wealth does not position itself as an active ESG investor. The firm also lists an affiliation with an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 84%, Exchange Traded Equities 13%, Cash & Cash Equivalents 2%, Other 1%84%
  • Public Funds/Mutual Funds84%
  • Exchange Traded Equities13%
  • Cash & Cash Equivalents2%
  • Other1%

Owners & executives

2 of 2
  • Thomas Hamilton

    Thomas Hamilton

    Chief Compliance OfficerCRD 5869225

  • Christopher Hobart

    Christopher Hobart

    CEOCRD 4469608

Contacts

3 of 11
  • Corey Sunstrom

    Corey Sunstrom

    Director of Financial PlanningCRD 5091590

  • Nicholas Adkins

    Nicholas Adkins

    Wealth AdvisorCRD 6253022

  • Jacob Woodrum

    Jacob Woodrum

    Investment StrategistCRD 6813065

Unlock 8 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 135

Active vs passive

$849M in ETFs

Passive

87%

$739M

Active

11%

$110M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$57.3M75,0766.74%

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
7733 Ballantyne Commons Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth