Quantitative Process, LLC

RIASEC RegisteredEst. 2014

Total AUM

$502M

Discretionary

$217M

43% of AUM

Avg account

$1.7M

Accounts

288

Employees

3

Advisory reps

3

Firm details

Headquarters: Charlotte, North Carolina
CRD number: 165699
Registered since: March 10, 2014
Website: www.quantpro.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans79.39%
HNWI16.21%
Individuals4.41%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Quantitative Process, LLC is an SEC-registered investment adviser organized as a limited liability company and formed in 2014. The firm is individually owned and serves both individual/family and institutional clients, focusing its advisory practice on portfolio management for individuals and small businesses. Its billing methods include asset-based fees, hourly charges and fixed-fee arrangements. The firm does not market itself as an ESG investor and is not listed as a multi-state adviser or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds85%
Exchange Traded Equities11%
Cash & Cash Equivalents3%
Non-Exchange Traded Equities1%

Contacts

3 of 3

Richard Rogers
Partner / Advisor RepresentativeCRD 1983378
Helen Godwin
Advisor RepresentativeCRD 4718883
Joseph Lindsley
Financial AdvisorCRD 1158076

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area: Charlotte-Concord, NC-SC
Region: South
County: Mecklenburg
Address: 10700 Sikes Pl
Time zone: ET (UTC-5)
Office locations

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