CAPITALA PRIVATE ADVISORS, LLC

RIASEC RegisteredEst. 2016
Total AUM
$505M
Discretionary
$448M
89% of AUM
Avg account
$42.1M
Accounts
12
Employees
16
Advisory reps
4

Firm details

Headquarters
Charlotte, North Carolina
CRD number
283527
Registered since
June 16, 2016
Custodians
U.S. BANK, N.A.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles88.73%
  • Other11.27%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Capitala Private Advisors, LLC operates as an SEC-registered adviser (since 2016) focused on managing pooled private investment vehicles and providing portfolio management for institutions and businesses. The firm is structured as a limited liability company and is classified operationally around private equity fund management; it also acts as sponsor, general partner and managing member for its pooled vehicles. Its client base is institutional, and its compensation model combines a percentage-of-assets-under-management fee with performance-based fees. Capitala is not positioned as an active ESG investor according to disclosures and is not a multi-state adviser. Investment activity centers on private-market strategies, with the bulk of capital deployed into private equity funds managed or advised by the firm. The adviser also maintains fixed-income exposure at the managed-account level, with an expressed preference toward higher-yielding corporate credit within separately managed accounts. Given the firm’s role as sponsor and GP, capital allocation decisions emphasize fund-level structuring and manager selection alongside direct fund management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Non-Investment Grade Corp Bonds 90%, Non-Exchange Traded Equities 8%, Cash & Cash Equivalents 1%, Other 1%90%
  • Non-Investment Grade Corp Bonds90%
  • Non-Exchange Traded Equities8%
  • Cash & Cash Equivalents1%
  • Other1%

Owners & executives

3 of 3
  • STEVE ARNALL

    President, Chief Operating OfficerCRD 7198185

  • JOSEPH ALALA

    Founder & Chief Exceutive OfficerCRD 6029964

  • KEVIN KOONTS

    Chief Financial Officer & Chief Compliance OfficerCRD 7197188

Contacts

1 of 1
  • MARKHAM BROYHILL

    ChairmanCRD 2962433

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
4201 Congress St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth