ALPHA FINANCIAL ADVISORS, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 122545
- Registered since
- May 6, 2014
- Website
- www.alphafa.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI92.81%
- Individuals6.98%
- Pension & Profit Sharing Plans0.21%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Alpha Financial Advisors, LLC is an independent, SEC-registered RIA formed in 2014 and owned by an individual principal. The firm serves individuals and families, offering financial planning and portfolio management for individuals and small businesses. Its advisory fees are charged as a percentage of assets under management and via fixed fees. Alpha reports it does not pursue ESG investing and is not structured as a multi-state or pension consultant adviser. Two industry recognitions are on record: the firm appeared on FA Magazine’s Top RIA Firms list in 2020 and on investor.com’s Top RIA Firms to Watch in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds95%
- Exchange Traded Equities3%
- State & Local Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1ANN MARIE REILLEY
Principal and Chief Executive OfficerCRD 5889714
Contacts
3 of 5TYLER WEAVER
Financial AdvisorCRD 6484772
HENRY BARRINGER
Financial AdvisorCRD 5896660
CAMERON NEWELL
Portfolio ManagerCRD 6367520
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 52Active vs passive
$362M in ETFs
8%
$29M
92%
$333M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY MARKET ETF (DFAU) | Dimensional | Active | Large Blend | $43M | 952,081 | 11.85% |
Location
Charlotte, NC
MECKLENBURG
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- MECKLENBURG
- Address
- 11325 N Community House Rd
- Time zone
- ET (UTC-5)
- Office locations
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